Justinian: Threat or Menace?

I still own Chris Y. an answer to his comments about James J. O’Donnell’s The Ruin of the Roman Empire

Hmm… Haven’t read O’Donnell’s book yet- I shall get it got for me for Christmas- so take this with a pinch of salt, but I’m unconvinced, at least by your account, that Justinian could have done better if he’d stayed out of the west. Three points occur to me off the top of my head. Firstly, what is O’Donnell’s assessment of the impact of bubonic plague on the eastern empire during Justinian’s reign. It must have been hugely economically disruptive, even if we accept it wasn’t as bad as the 14th century outbreak. If we’re talking about conserving resources for later defense against eastern powers, the plague must have been a serious setback, western wars or no.

Secondly, the book I have read recently, this one, argues that the extent to which Romanitas was conserved in the west can be overstated. Wickham tries to use written and archaeological sources together, and he argues, powerfully to me at least, that the reduction in large scale trade brought about by the removal of the large scale state meant that economic activity in the west was quite different to how it had been during even the latest period of the western empire, with all the social and political consequences you would expect.

Thirdly, we have an example of what an emperor who took security on the eastern front as his priority could achieve in Heraclius, a couple of generations after Justinian. He faced an attack from Persia and won so decisively that the Sassanid state was effectively destroyed. The effect of that was that the Muslims were able to gave the Persian empire its coup de grace and then used their territories as a jumping off point to drive the Romans out of the middle east altogether. Could anything Justinian might have done prevented that? I’d be interested to hear an argument.

I’m not trying to denigrate O’Donnell’s work, which as I say I haven’t read yet, but I do think there’s an argument that in the long run Justinian’s western campaigns were pretty much irrelevant to the larger outcome.

Thoughts?

A couple of good points there. Now O’Donnell’s focus is firmly on the Western Empire, so he doesn’t go into too much detail about anything happening in the East other than how developments there impact on the west. He mentions the plague for example, but only in passing. O’Donnell is only interested in Justinian’s foreign policy so to speak, as well as the religious aspects of his rule, which does leaves some blind spots, the economic impact of the plague being one of them. It’s a weak spot in his thesis. But that doesn’t make it entirely invalid.

To tackle Chris’ third point first, the difference between Justinian and Heraclius is that the latter’s efforts were too late: the Roman and Persian Empires had exhausted each other with centuries of (intermittent) warfare and once a new “barbarian” challenge arouse with the Islamic jihad coming out of Arabia neither was strong enough to withstand it. Had Justinian been able and/or willing to have done the same, it would’ve given the East Roman Empire enough time to recover to perhaps have been able to beat the Arabian tribes. What’s more, one of the reasons that Islam could conquer the Middle Eastern provinces of the empire according to O’Donnell was the distance between the official Byzantine Christianity and the indigenous forms of it that flourish in Syria, Egypt and the other provinces. For the Coptic Church or the Nestorites rule of Islam was no worse than rule by Byzantium, sometimes even preferable as the former had less interest in hassling them.

On the economic side of things, O’Donnell’s beef with Justinian is that his western campaigns impoverished the Eastern Empire for little gain. As Chris notes in his second point, while the collapse of the Roman Empire is overrated, the fragmentation of it into its succesor states did mean a scaling down in trade, if only because traditional trading regions were now separate states… The western parts of the old Roman Empire had always been less wealthy than its eastern core, something that only became worse after the collapse. The wars themselves didn’t help either, depressing the economies of Italy and the other reconquered parts of the western Empire even further. All of which according to O’Donnell explains why the emperor started his reign with a surplus but ended it far in deficit. And Justinian set the trend for his succesors, trying to keep and expand their western holdings, when they did not have the resources to pursue both these goals and keep the Eastern Empire safe.

Could the Roman Empire have survived for longer had Justinian stayed east? It’s hard to say, but it might have left the east, the Byzantium part of it in better shape to survive the coming of Islam. In the west, had Justinian not invaded Italy, the Ostrogothic remnant empire there as founded by Theodoric, may have coalesed into something more akin to the Frankish kingdom — every historian so far I’ve read about Theodoric and his succesors have stressed that their was no reason to assume this could not have happened had the Ostrogoths been left alone. As I said in my original post, I’m certainly not entirely convinced by O’Donnell, but found that his greatest value lay in getting a fresh point of view on some familiar events.

The Wages of Destruction – Adam Tooze

Cover of The Wages of Destruction


The Wages of Destruction
Adam Tooze
800 pages including notes and index
published in 2006

When I read Hitler’s Empire back in August, I had actually wanted to read The Wages of Destruction, due to Alex Harrowell’s review when it came out. I couldn’t find it so Mark Mazower’s book was a more than acceptable substitute. Both books look at the economy of Nazi Germany and the empire it carved out, each in their own way. Whereas Mazower’s point of view is that of a historian turned economist, Tooze approached the subject from the other side: economicst first, historian second. And while Mazower primarily looked at the interaction and tensions between nazi ideology, economci reality and the demands of war, Tooze goes for the more fundamental question of how the fundamental constrains of the German economy influenced nazi decision making, argueing that seemingly irrational decisions made by Hitler and the nazi leadership, not the least the decision to invade Russia, made perfect sense when looking at the economic context.

Which is not to say, nor does Tooze, that Nazi ideology wasn’t not irrational or evil, but that if you take into account their worldview, that in this context their decisions were rational and clearheaded and clearly informed by the economic realities of Germany. To the Nazis, as to most intelligent observers between the wars, it was clear that Germany was doomed to be a second rate power, not big or rich enough to seriously challenge countries like England, with its vast colonial empire, let alone America or the USSR. Under the Weimar Republic, the best it could hope to achieve was to become a middling European power, growing rich on American coat tails. Nazism set out to change this, to conquer a larger living space for the German race by force and through pure willpower and technology transform the German economy into the equal or even the superior of the American. This struggle lies behind all strategic decisions the Nazi leadership made in the runup to the war and during it, each time putting their faith into another great leap forward, each time still finding themselves in the same box, in the end not having been able to overcome these fundamental limitations.

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Rome’s Gothic Wars – Michael Kulikowski

Cover of Rome's Gothic Wars


Rome’s Gothic Wars
Michael Kulikowski
225 pages including notes and index
published in 2007

Rome’s Gothic Wars, written by new to me American historian Michael Kulikowski is meant as an entry level introduction to the Goths and their conflicts with the Roman Empire. As such it’s quite short, with the main text being only 184 pages long. As a history it only deals with the Goths as they first entered Roman consciousness, in the late third century CE, up until the sack of Rome by Alaric and his Goths in 410 CE. Kulikowski does deal with the Gothic “prehistory” in passing, but does not deal at all with their later history and evolution into separate Visogothic and Ostrogothic kingdoms. For Kulikowski, those first two centuries of Roman-Gothic interactions form a neatly completed story, one that turned “Goths” into the Goths.

As Kulikowski argues, wondering where the Goths came from before they are first mentioned in Roman histories is pointless, nor should too much attention be paid to the “deeply misleading” Getica of Jordanes, the sole Roman source for the supposed origins and migration of the Goths, as other modern historians still do, attempting to separate the wheat from the chaff. Instead, Kulikowski believes that the Goths were a product of the Roman Frontier, like the Franks and Alamanni, who appear at the same time. Roman military, economic and cultural interactions with the barbaric tribes along their frontiers created new political entities and the Goths were one of them. The Gothic origins lie in the exact same parts of the Roman frontier zones that they first appear in Roman history, north of the Danube and west of the Black Sea and he’s quite harsh on any modern historian who thinks otherwise.

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Emperor of the West – Hywel Williams

Cover of Emperor of the West


Emperor of the West
Hywel Williams
460 pages including notes and index
published in 2010

Emperor of the West: Charlemagne and the Carolingian Empire is a book I ran across when looking for other books in the Middelburg library, but which turned out to be exactly the book I needed to read after having spent most of December reading Peter Heather’s empires and Barbarians. Heather’s book was a comparative history of the first millennium CE, from the Late Roman Empire through to the Carolingian and Ottonian empires, of which the Carolingian was the first European empire with had its power base in north-west Europe, as opposed to the Mediterranean basin. Heather’s focus was on the interactions of these three empires with the various “barbarian invasions” each had to deal with and how these shaped what would become modern Europe, but what it made me want to read was more about the Carolingians themselves, which is where Emperor of the West came in handy.

Though not quite an introductionary level book — some familiarity with the various characters is expected — Emperor of the West turned out to be a good overview of Carolingian history. Williams’ main focus is on Charlemagne himself, but through him looks at wider Carolingian culture and history. He consistently puts Charlemagne in the context of the Western European recovery from the fall of the Roman Empire in which the awareness of imperial Rome and its history helped shape Charlemagne’s empire, in the same way that the Carolingian conviction that they were uniquely blessed by Christ also did. The Carolingians always looked back to the Roman past and consciously set out to restore it in their own image, but in the process created something new, the first European empire not to depend for its power on the Mediterranean Basin.

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The Ruin of the Roman Empire – James J. O’Donnell

Cover of The Ruin of the Roman Empire


The Ruin of the Roman Empire
James J. O’Donnell
436 pages including index and notes
published in 2008

A few years ago I became interested in Roman history, especially with the later Roman Empire, what historians now call Late Antiquity, the period during which Rome supposedly fell. Supposedly fell, as the simple history we’ve been taught in school of barbarian invasions from the fringes of the Empire finally overrunning its heartlands, looting Rome and deposing the last true Roman Emperor in 476 CE, is of course wrong. That story is an invention, largely created by, as James J. O’Donnell put it, “a short, fat man”, Edward Gibbon, in his famous Decline and Fall of the Roman Empire, which codified this standard history of the fall of the Roman Empire. It was challenged in the early seventies, most famously by Peter Brown’s The World of Late Antiquity, as new research and new generations of historians started to question this old story. They found a Roman Empire and world that was severely challenged in the fifth century CE, but much more continuity between the old classical world and the new dark ages than there had been room for in the standard model.

Fast forward a few decades and the revisionists themselves are being corrected by later generations of scholars, e.g. in the books of Peter Heather and Bryan Ward-Perkins I’ve reviewed before. James O’Donnell’s entry on the subject, The Ruin of the Roman Empire is the most idiosyncratic so far I’ve read, aptly summed up by its subtitle: “The emperor who brought it down. The Barbarians who could’ve saved it.” The emperor is Justinian I, who wanted to make the empire whole again, the barbarians the supposed invaders who had taken over its western provinces. O’Donnell argues that if Justinian I had not tried to reconquer Italy and North Africa, but had concentrated his energies on his Eastern provinces and the border with Persia, something like the Roman Empire could’ve survived for longer than it did, if not an united Roman Empire. The fall of Rome in 476 CE was not the end of the Roman Empire.

Now read on.